WC
Wayne A. Christ
CETERA INVESTMENT ADVISERS LLC
ANKENY, IA 50023
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CRD#: 1022236
WC
Professional summary
Wayne Alvin Christ is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ankeny, Iowa and CETERA WEALTH SERVICES, LLC located in Ankeny, Iowa.
Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Wayne has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) EXCELLENCE ACHIEVED, LLC; Investment Related: 702 SW 4th Avenue, Ste. 108, Ankeny IA 50023; Owner; Financial Advisory; Start Date: 12/2016; 160 hours per month with 100 hours of those per month occurring during trading hours; Provide financial advice and planning and offer insurance and investment products as solutions. >> WAYNE A CHRIST, CLU, CHFC, CASL; Investment Related; 702 SW 4th Street, Ste. 108, Ankeny IA 50023; Self-employed Owner; Insurance; Start Date 01/1979; 80 hours per month with 40 of those hours per month occurring during trading hours; Advise, place, review, and service insurance products. >> IOWA STATE UNIVERSITY DELTA CHI ALUMNI BOARD OF TRUSTEES; Non-investment Related; 2893 NW 74th Avenue, Ankeny IA 50023; Non-Member Advisor; Advising college students (not financial); Start Date: 01/2021; 10 hours per month with none of those hours per month occurring during trading hours; Delta Chi has a chapter at Iowa State. This organization exists only to advise the members of the chapter.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Alvin Christ's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 702 Sw 4th Street #108, Ankeny, IA 50023RIA
CRD#: 105644
ANKENY, IA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 702 Sw 4th Street #108, Ankeny, IA 50023BD
CRD#: 13572
Ankeny, IA
Past
March 31, 2020 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Ankeny, IA
Past
January 5, 2015 - April 3, 2020
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
Ankeny, IA
Past
November 18, 2014 - January 9, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Ankeny, IA
Past
February 12, 2002 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Ankeny, IA
Past
March 1, 1996 - December 31, 2001
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
February 2, 1982 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
Arkansas(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Iowa(2/20/2025)
IAR
Iowa(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Missouri(2/20/2025)
RR
Nebraska(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(3/24/2025)
RR
Vermont(2/20/2025)
RR
Wisconsin(2/20/2025)
RR
Wyoming(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Ankeny, IA 50023TRUST BUT VERIFY
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