Michael M. Hartlett

CAMBRIDGE INVESTMENT RESEARCH ADVISORS

East Petersburg, PA 17520

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CRD#: 1022139

Professional summary

Michael Miles Hartlett, who also goes by Mike Hartlett, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in East Petersburg, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in East Petersburg, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Michael has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Hartlett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. THE FINANCIAL NETWORK, 2013 State Street, East Petersburg PA 17520, United States, 05/25/1990, Owner, DBA Name, NIR, 78 HR/MO - 78 HR/MO TRADING 2. FINANCIAL NETWORK AGENCY, 2013 State Street, East Petersburg PA 17520, United States, 06/04/2004, W2 Employee, Employee (receive a W-2), NIR, 78 HR/MO - 78 HR/MO TRADING 3. GRAND COMMANDERY OF PENNSYLVANIA, One North Broad St, Philadelphia PA 19107, United States, 05/01/2020, Board Trustee, Trustee for the Permanent Fund for this Masonic Lodge, NIR, 0 HR/MO - 0 HR/MO TRADING 4. LANCASTER MASONIC CENTER, 213 West Chestnut St, Lancaster PA 17603, United States, 01/01/2018, Board Member, owns the building that the various lodges use to hold their meetings, NIR, 2 HR/MO - 0 HR/MO TRADING 5. LANCASTER COMMANDERY NO. 13, 213 West Chestnut St, Lancaster PA 17603, United States, 05/01/2017, Secretary, non-profit fraternal organization, NIR, 4 HR/MO - 0 HR/MO TRADING 6. LANCASTER ROYAL ARCH CHAPTER 43, 213 West Chestnut St, Lancaster PA 17603, United States, 01/01/2016, Secretary, non-profit fraternal organization, NIR, 4 HR/MO - 0 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Miles Hartlett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Office #1: 2013 State Street, East Petersburg, PA 17520

RIA

CRD#: 134139

East Petersburg, PA

Current

November 3, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 2013 State Street, East Petersburg, PA 17520

CRD#: 39543

East Petersburg, PA

Past

October 8, 2021 - November 11, 2025

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

CRD#: 7461

Past

January 5, 1982 - October 4, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

January 5, 1982 - October 4, 1985

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/4/2025)

Maryland
(11/3/2025)

New Jersey
(11/3/2025)

Pennsylvania
(11/5/2025)

IAR

Pennsylvania
(11/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael M. Hartlett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Miles Hartlett's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CETERA WEALTH SERVICES, LLC

FINANCIAL NETWORK ADVISORY INC.

CETERA WEALTH SERVICES, LLC

KEOGLER, MORGAN & COMPANY, INC.

FSC SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/1982

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

Series 22

Date: 7/12/1983

Series 6

Date: 12/22/1981

Series 24

Date: 3/9/1990

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

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