Charles Wurdack
Professional summary
Charles Wurdack, who also goes by Charles J Wurdack, Charles J S Wurdack, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 17 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Wurdack's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2026 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368June 29, 2023 - April 29, 2025
CETERA INVESTMENT ADVISERS LLC
July 26, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
July 26, 2022 - April 29, 2025
CETERA WEALTH SERVICES, LLC
December 22, 2020 - August 12, 2022
KEY INVESTMENT SERVICES LLC
December 22, 2020 - August 12, 2022
KEY INVESTMENT SERVICES LLC
November 23, 2020 - December 4, 2020
THURSTON SPRINGER ADVISORS
January 7, 2020 - November 23, 2020
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
January 7, 2020 - December 4, 2020
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
November 21, 2018 - December 31, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
November 19, 2018 - December 31, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
February 14, 2017 - July 12, 2017
CAPITAL ONE ADVISORS, LLC
February 8, 2017 - July 12, 2017
CAPITAL ONE INVESTING, LLC
October 3, 2015 - January 6, 2017
PNC WEALTH MANAGEMENT LLC
October 1, 2015 - January 6, 2017
PNC WEALTH MANAGEMENT LLC
May 11, 2011 - March 14, 2014
HIGHTOWER ADVISORS, LLC
October 25, 2010 - March 14, 2014
HIGHTOWER SECURITIES, LLC
January 23, 2007 - October 25, 2010
GE INVESTMENT DISTRIBUTORS, INC
October 1, 1995 - October 17, 1996
VOYA FINANCIAL ADVISORS, INC.
January 1, 1990 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
January 8, 1985 - November 25, 1987
FINANCIAL ESTATE PLANNING, INC.
June 25, 1984 - December 14, 1984
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
