Judith G. Ashworth
Professional summary
Judith Gene Ashworth is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.
Judith is registered as a RR (Registered Representative) and started their career in finance in 1981. Judith has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Judith Gene Ashworth's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2007 - Present
BLAYLOCK VAN, LLC
Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022July 25, 2007 - December 21, 2007
BLAYLOCK & COMPANY, INC.
April 17, 2007 - June 1, 2007
MACQUARIE CAPITAL (USA) INC.
July 25, 2002 - May 9, 2005
BLAYLOCK & COMPANY, INC.
November 28, 2001 - July 8, 2002
NATHAN & LEWIS SECURITIES, INC.
August 29, 1989 - November 9, 2001
TUCKER ANTHONY INCORPORATED
January 29, 1988 - September 12, 1989
CIBC WORLD MARKETS CORP.
November 25, 1981 - February 4, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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