Jane T. Vieth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Therese Vieth, who also goes by Jane Therese Creber, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1982. Jane had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2018 - February 5, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 19, 2018 - February 5, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 7, 2017 - April 18, 2018
CETERA INVESTMENT ADVISERS LLC
April 19, 2016 - April 18, 2018
CETERA INVESTMENT SERVICES LLC
January 13, 2012 - January 19, 2016
LPL FINANCIAL LLC
August 15, 2011 - January 19, 2016
LPL FINANCIAL LLC
April 8, 2009 - March 3, 2011
MILLER TABAK + CO., LLC
August 8, 2006 - March 24, 2009
STANFORD GROUP COMPANY
September 7, 2005 - August 8, 2006
MATRIX U.S.A., LLC
July 23, 2004 - August 22, 2005
BREAN MURRAY & CO., INC.
October 30, 2002 - July 26, 2004
KAUFMAN BROS., L.P.
June 28, 1999 - November 15, 2000
SANDERS MORRIS LLC
April 15, 1993 - September 27, 1999
TUCKER ANTHONY INCORPORATED
June 17, 1992 - March 31, 1993
GLEACHER & COMPANY SECURITIES, INC.
April 30, 1991 - January 31, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
July 19, 1990 - April 30, 1991
MABON, NUGENT & CO.
October 2, 1984 - February 28, 1991
MORGAN STANLEY DW INC.
January 21, 1982 - September 12, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
