Fredric P. Lutcher

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CRD#: 1021667

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Fredric Porter Lutcher III, who also goes by Frederick P. Lutcher, Frederick Porter Lutcher, Fredric Porter Lutcher, was a registered financial professional .

Fredric is a previously registered financial professional and started their career in finance in 1981. Fredric had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frederick P. Lutcher | Frederick Porter Lutcher | Fredric Porter Lutcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 13, 2014 - May 25, 2023

TANDEM INVESTMENT PARTNERS, LLC

RIA

CRD#: 172309

PRINCETON, NJ

Past

June 14, 2011 - September 30, 2014

TANDEM WEALTH ADVISORS

RIA

CRD#: 157794

PHOENIX, AZ

Past

March 12, 2003 - July 1, 2011

DUMONT & BLAKE INVESTMENT ADVISORS LLC

RIA

CRD#: 109318

PRINCETON, NJ

Past

January 7, 1998 - October 17, 2002

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

April 10, 1997 - July 29, 1997

LYNCH & MAYER SECURITIES CORP.

CRD#: 14659

NEW YORK, NY

Past

August 11, 1989 - March 19, 1997

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

February 24, 1988 - July 6, 1989

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

October 23, 1981 - February 10, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANDEM INVESTMENT PARTNERS, LLC

CRD#: 172309 / SEC#: 801-121703

RIA

Registered Investment Advisory firm - (7/7/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/22/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2021 Terminated)

New York

Registered Investment Advisory firm - (7/22/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Current Firm

TANDEM INVESTMENT PARTNERS, LLC

CRD#: 172309 / SEC#: 801-121703

RIA

Registered Investment Advisory firm - (7/7/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/22/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2021 Terminated)

New York

Registered Investment Advisory firm - (7/22/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/22/2021 Terminated)

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Contact information

Main Address

3 Third Street Suite 215, Bordentown, NJ 08505

Mailing Address

Phone number

(609) 452-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TANDEM INVESTMENT PARTNERS PART 2 DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	441
AUM (Assets Under Management)	$ 175,564,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fredric P. Lutcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TANDEM WEALTH ADVISORS

DUMONT & BLAKE INVESTMENT ADVISORS LLC

HSBC BROKERAGE (USA) INC.

LYNCH & MAYER SECURITIES CORP.

FAM DISTRIBUTORS, INC.

LAZARD FRERES & CO. LLC

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

TANDEM INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1991

Series 63

Date: 4/7/1986

Series 7

Date: 10/17/1981

Current Firm

TANDEM INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANDEM INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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