AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AN

Alan R. Nadolna

CETERA INVESTMENT ADVISERS
Kenilworth, IL 60043
Some features on this profile are disabled
CRD#: 1021266
AN

Professional summary

Alan Richard Nadolna is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Kenilworth, Illinois and CETERA ADVISORS LLC located in Kenilworth, Illinois.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Alan has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Richard Nadolna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 600 Greenbay Road, Kenilworth, IL 60043
RIA
CRD#: 105644
Kenilworth, IL
Current

May 1, 2025 - Present

CETERA ADVISORS LLC

Office #1: 600 Greenbay Road, Kenilworth, IL 60043
BD
CRD#: 10299
KENILWORTH, IL
Past

November 1, 2021 - November 11, 2021

HIGHPOINT PLANNING PARTNERS

RIA
CRD#: 316636
KENILWORTH, IL
Past

November 1, 2021 - May 1, 2025

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA
CRD#: 109701
Kenilworth, IL
Past

October 25, 2021 - October 26, 2021

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA
CRD#: 109701
Kenilworth, IL
Past

October 25, 2021 - May 1, 2025

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
Kenilworth, IL
Past

May 18, 2018 - November 19, 2021

HIGHPOINT PLANNING PARTNERS

RIA
CRD#: 163768
Kenilworth, IL
Past

September 25, 2015 - March 28, 2018

TSFG, LLC

RIA
CRD#: 172555
Kenilworth, IL
Past

August 27, 2015 - August 27, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
KENILWORTH, IL
Past

August 27, 2015 - November 9, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
KENILWORTH, IL
Past

November 12, 2003 - August 28, 2015

CORRELL CO. INVESTMENT SERVICES CORP.

RIA
CRD#: 38995
HICKORY HILLS, IL
Past

May 14, 1997 - August 28, 2015

CORRELL CO. INVESTMENT SERVICES CORP.

BD
CRD#: 38995
HICKORY HILLS, IL
Past

October 20, 1995 - May 7, 1997

WATERSTONE FINANCIAL GROUP, INC.

BD
CRD#: 10078
BOSTON, MA
Past

August 11, 1993 - August 16, 1995

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

September 16, 1986 - July 22, 1993

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

November 25, 1985 - September 19, 1986

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

December 8, 1982 - December 3, 1985

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/6/2025)
RR
Arkansas
(1/7/2026)
RR
California
(5/2/2025)
RR
Connecticut
(5/2/2025)
RR
Florida
(5/2/2025)
RR
Illinois
(5/2/2025)
IAR
Illinois
(5/2/2025)
RR
Indiana
(5/6/2025)
RR
Kentucky
(5/5/2025)
RR
Maryland
(5/2/2025)
RR
Massachusetts
(5/2/2025)
RR
Michigan
(5/5/2025)
RR
New York
(5/2/2025)
RR
Ohio
(8/28/2025)
RR
Texas
(5/2/2025)
IAR
Texas
(5/2/2025)
RR
Utah
(5/2/2025)
RR
Wisconsin
(5/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/26/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 9/19/1983
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/8/1982
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Kenilworth, IL 60043

TRUST BUT VERIFY

Monitor Alan Nadolna

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.