John F. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Taylor was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - April 29, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 9, 2002 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 21, 2000 - April 29, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 14, 2000 - January 5, 2001
CITIZENS SECURITIES, INC.
March 18, 1996 - July 13, 2000
TOWER SQUARE SECURITIES, INC.
January 1, 1996 - March 14, 1996
FIRST UNION BROKERAGE SERVICES, INC.
October 26, 1994 - January 1, 1996
MARKETING ONE SECURITIES, INC.
August 7, 1993 - October 12, 1994
INVEST FINANCIAL CORPORATION
January 14, 1992 - August 7, 1993
PEOPLE'S SECURITIES, INC.
March 22, 1991 - January 1, 1992
WALL STREET ACCESS
February 2, 1990 - March 21, 1991
ROYAL HUTTON SECURITIES CORP.
October 31, 1986 - February 13, 1990
INVEST FINANCIAL CORPORATION
February 25, 1982 - October 21, 1986
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
