Craig B. Deery
Professional summary
Craig Bryan Deery, who also goes by Craig Bryan Deery, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1981. Craig has worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Bryan Deery's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 1, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
November 21, 2014 - October 21, 2016
OSAIC INSTITUTIONS, INC.
December 21, 2010 - October 3, 2014
SEI INVESTMENTS DISTRIBUTION CO.
January 30, 2007 - November 2, 2010
JOHN HANCOCK DISTRIBUTORS LLC
January 23, 2004 - January 11, 2007
SEI INVESTMENTS DISTRIBUTION CO.
January 1, 2002 - September 19, 2003
SIGNATOR INVESTORS, INC.
August 8, 2000 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
August 24, 1999 - June 2, 2000
PENN SECURITIES, INC.
March 25, 1996 - March 3, 1999
MFS FUND DISTRIBUTORS, INC.
March 8, 1993 - February 1, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
February 21, 1991 - February 8, 1993
MERIDIAN SECURITIES, INC.
October 11, 1988 - March 20, 1991
JANNEY MONTGOMERY SCOTT LLC
April 6, 1988 - October 6, 1988
LEGG MASON WOOD WALKER, INCORPORATED
January 13, 1988 - February 27, 1988
MOSELEY SECURITIES CORPORATION
September 6, 1984 - November 25, 1987
LEHMAN BROTHERS INC.
September 20, 1983 - August 28, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 1981 - November 4, 1983
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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