Donald L. Hopster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Hopster, who also goes by Donald Le Hopster, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2023 - October 5, 2025
REGULUS FINANCIAL GROUP, LLC
September 22, 2016 - September 1, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
August 5, 2014 - September 13, 2016
LPL FINANCIAL LLC
July 1, 2013 - June 19, 2014
OSAIC FA, INC.
October 8, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 8, 1986 - May 3, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 8, 1986 - April 24, 2012
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2023)
Exams
Current Firm
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631 / SEC#: , 8-68275
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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