JM
Joseph W. Moyer
KESTRA ADVISORY SERVICES
Austin, TX 78746
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CRD#: 1020245
JM
Professional summary
Joseph William Moyer is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Columbus, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Joseph has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Joseph W. Moyer Investment Related: No Address: 469 Delegate Drive Columbus OH 43235 Nature of Business: Insurance Position, Title or Relationship: Agent Start Date: 9/18/1980 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Solicit and service existing life insurance and annuity products. Business Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 8/16/2016 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Offer Financial planning services for client, prepare a plan for their investments Business Name: Moyer Financial LTD DBA Moyer Financial Group Investment Related: Yes Address: 469 Delegate Drive Columbus OH 43235 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Secretary/Owner Start Date: 9/18/1980 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Registered Representative
CRS (Client Relationship Summary) - RIA
Click below to view Joseph William Moyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1250 Capital Of Texas Hwy. S. Building 2, Suite 125, Austin, TX 78746RIA
CRD#: 283330
Austin, TX
Current
August 23, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 469 Delegate Drive, Columbus, OH 43235BD
CRD#: 42046
Columbus, OH
Past
August 29, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
December 9, 2013 - August 26, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
COLUMBUS, OH
Past
December 9, 2013 - August 26, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
COLUMBUS, OH
Past
August 21, 2006 - December 22, 2008
MOYER FINANCIAL ASSET MANAGEMENT GROUP
RIA
CRD#: 121042
WORTHINGTON, OH
Past
March 2, 2001 - December 18, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
COLUMBUS, OH
Past
February 23, 2001 - December 18, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
COLUMBUS, OH
Past
July 6, 1998 - February 22, 2001
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
August 28, 1989 - April 2, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
September 8, 1988 - July 27, 1989
COLUMBUS EQUITIES INTERNATIONAL, INC.
BD
CRD#: 7559
Past
November 19, 1984 - September 9, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
Past
May 4, 1982 - May 4, 1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
May 4, 1982 - May 4, 1983
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2016)
RR
Colorado(8/21/2025)
RR
Florida(8/23/2016)
RR
Illinois(8/24/2016)
RR
New Jersey(8/23/2016)
RR
New York(8/23/2016)
RR
North Carolina(8/23/2016)
RR
Ohio(8/23/2016)
IAR
Ohio(8/29/2016)
RR
Pennsylvania(8/23/2016)
RR
South Carolina(8/23/2016)
RR
Tennessee(1/18/2024)
RR
Virginia(8/23/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
