Raymond M. Surenkamp

SAGE ADVISORS LLC

Boulder, CO

Some features on this profile are disabled

CRD#: 1019675

Professional summary

Raymond Michael Surenkamp is a registered financial advisor currently at SAGE ADVISORS LLC located in Boulder, Colorado.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Raymond has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Michael Surenkamp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2022 - Present

SAGE ADVISORS LLC

Office #2: 3810 East 79th Street, Indianapolis, IN 46240

RIA

CRD#: 314476

Boulder, CO

Past

March 27, 2015 - December 23, 2021

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

INDIANAPOLIS, IN

Past

October 27, 1995 - November 27, 1995

ENERIC FINANCIAL SERVICES, INC.

CRD#: 11761

FAIRFIELD, IA

Past

January 14, 1994 - May 28, 2015

CS CAPITAL MANAGEMENT INC

RIA

CRD#: 106328

INDIANAPOLIS, IN

Past

March 27, 1986 - December 22, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 9, 1983 - April 8, 1986

VERAVEST INVESTMENTS, INC.

CRD#: 3960

Past

December 18, 1981 - April 6, 1983

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE ADVISORS LLC

CRD#: 314476 / SEC#: 801-124858

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/17/2022)

IAR

Texas
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/8/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/1994

General Securities Principal Examination

Current Firm

SAGE ADVISORS LLC

CRD#: 314476 / SEC#: 801-124858

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Indianapolis, IN

Mailing Address

Phone number

(317) 363-6204

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - SAGE ADVISORS LLC (4/1/2025)

Regulatory assets under management

Total Number of Accounts	454
AUM (Assets Under Management)	$ 184,881,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Raymond M. Surenkamp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Michael Surenkamp's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

ENERIC FINANCIAL SERVICES, INC.

CS CAPITAL MANAGEMENT INC

NEW ENGLAND SECURITIES

VERAVEST INVESTMENTS, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SAGE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/1992

Series 63

Date: 12/10/1981

Series 7

Date: 4/19/1986

Series 6

Date: 12/8/1981

Series 24

Date: 6/27/1994

Current Firm

SAGE ADVISORS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors