Lester Ravitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Ravitz, who also goes by Les Ravitz, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1995. Lester had worked at 5 firms and has passed the Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2011 - May 31, 2012
MOUNTAIN RIVER SECURITIES, INC.
January 26, 2006 - February 10, 2011
MOUNTAIN RIVER SECURITIES, INC.
January 5, 2004 - June 29, 2004
AXOS CLEARING LLC
September 26, 2001 - August 20, 2003
MOUNTAIN RIVER SECURITIES, INC.
February 1, 1999 - October 27, 2000
FIRST CLEARING, LLC
November 25, 1997 - February 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
February 7, 1995 - December 9, 1997
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MOUNTAIN RIVER SECURITIES, INC.
CRD#: 36937 / SEC#: , 8-47565
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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