Leo V. Valdez
Professional summary
Leo Victor Valdez is a registered financial professional currently at MUNICIPAL CAPITAL MARKETS GROUP, INC. located in Espanola, New Mexico.
Leo is registered as a RR (Registered Representative) and started their career in finance in 1981. Leo has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leo Victor Valdez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2020 - Present
MUNICIPAL CAPITAL MARKETS GROUP, INC.
October 9, 1997 - August 17, 2020
HUNTINGTON SECURITIES, INC.
September 2, 1997 - September 24, 1997
HUNTINGTON SECURITIES, INC.
May 23, 1990 - September 1, 1997
ALDEN CAPITAL MARKETS, INC.
June 13, 1989 - April 16, 1990
CAPITAL MARKETS CORPORATION
December 11, 1981 - September 23, 1988
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2020)
(8/25/2020)
(3/18/2021)
(8/25/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353 / SEC#: , 8-53038
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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