Karen J. Hill

CETERA INVESTMENT ADVISERS

SPRING LAKE, MI

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CRD#: 1018669

Professional summary

Karen Jean Hill, who also goes by Karen Jean Burch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spring Lake, Michigan and CETERA WEALTH SERVICES, LLC located in Spring Lake, Michigan.

Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Karen has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Jean Burch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Jean Hill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SPRING LAKE, MI

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SPRING LAKE, MI

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

May 7, 2014 - June 11, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SPRING LAKE, MI

Past

April 28, 2014 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SPRING LAKE, MI

Past

February 3, 2006 - April 28, 2014

NFSG CORPORATION

RIA

CRD#: 130814

BOCA RATON, FL

Past

February 3, 2004 - April 28, 2014

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

SAGINAW, MI

Past

February 1, 1999 - December 9, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 19, 1996 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

May 18, 1991 - September 19, 1996

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

March 12, 1991 - May 7, 1991

RONEY & CO. L.L.C.

CRD#: 900

DETROIT, MI

Past

December 23, 1981 - May 6, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/9/2021)

Florida
(6/11/2021)

Georgia
(6/9/2021)

Illinois
(6/9/2021)

Indiana
(6/9/2021)

Michigan
(6/9/2021)

IAR

Michigan
(6/29/2023)

Nevada
(6/9/2021)

New York
(6/9/2021)

North Dakota
(6/9/2021)

Ohio
(1/15/2026)

South Dakota
(4/22/2025)

Texas
(6/27/2025)

IAR

Texas
(6/27/2025)

Virginia
(8/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/21/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen J. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Jean Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

INVEST FINANCIAL CORPORATION

RONEY & CO. L.L.C.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2005

Series 63

Date: 1/21/1982

SIE

Date: 10/1/2018

Series 7

Date: 12/19/1981

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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