Peter W. Brey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter William Brey was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1981. Peter had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - December 31, 2024
BUENA VISTA INVESTMENT MANAGEMENT LLC
November 17, 1981 - July 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BUENA VISTA INVESTMENT MANAGEMENT LLC
CRD#: 123252 / SEC#: 801-63732
Contact information
Regulatory assets under management
| Total Number of Accounts | 180 |
| AUM (Assets Under Management) | $ 29,167,766 |
Red Flags
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