TR
Timothy P. Reidy
ON INVESTMENT MANAGEMENT CO
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 1017829
TR
Professional summary
Timothy Patrick Reidy III, who also goes by Tim Reidy, Timothy Patrick Reidy, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Carmel, Indiana and THE O.N. EQUITY SALES COMPANY located in Carmel, Indiana.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Timothy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Reidy | Timothy Patrick Reidy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). RP Wealth Advisors; Not investment related; 101 E. Carmel Drive, Carmel IN 46032; agent; 12/01/2009-present; 10 hours/month (10 during market hours);sale and service, life, disability, fixed annuities. 2). Treasurer, Daniel Henke for Judge; not investment related; 11015 Rutgers Lane, Fishers, IN 46038; Campaign Finance; treasurer; 10/01/2025-present; 1 hours/month (0 during securities trading hours/month); Keep campaign finances, post campaign reports.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Patrick Reidy III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2010 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 101 E. Carmel Drive, Carmel, IN 46032RIA
CRD#: 105662
Carmel, IN
Current
November 13, 2009 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 101 E. Carmel Drive, Carmel, IN 46032BD
CRD#: 2936
Carmel, IN
Past
May 11, 2007 - January 21, 2009
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
FISHERS, IN
Past
June 20, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
FISHERS, IN
Past
June 20, 2006 - January 21, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
FISHERS, IN
Past
May 24, 1990 - December 1, 2005
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
April 27, 1988 - May 29, 1990
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
May 10, 1985 - October 20, 1987
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
Past
March 15, 1982 - October 20, 1987
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/6/2023)
RR
Florida(5/24/2021)
IAR
Florida(10/1/2021)
RR
Indiana(11/30/2009)
IAR
Indiana(1/25/2010)
RR
Nevada(6/1/2021)
IAR
Nevada(6/26/2023)
IAR
North Carolina(3/25/2010)
RR
North Carolina(3/26/2010)
RR
Ohio(5/21/2021)
IAR
Ohio(4/29/2022)
RR
Texas(5/24/2021)
IAR
Texas(9/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
