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Priscilla A. Brehm

MORTON WEALTH
Calabasas, CA 91301
Some features on this profile are disabled
CRD#: 1017559
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Professional summary


Priscilla Ann Brehm, who also goes by Priscilla Ann Travis, Priscilla Travis, is a registered financial advisor currently at MORTON WEALTH located in Calabasas, California.

Priscilla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Priscilla has worked at 10 firms and has passed the Series 7, Series 6 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Priscilla Ann Travis | Priscilla Travis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Priscilla Ann Brehm's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 30, 2006 - Present

MORTON WEALTH

Office #1: 27200 Agoura Road Suite 200, Calabasas, CA 91301
RIA
CRD#: 141250
Calabasas, CA
Past

May 17, 2000 - December 20, 2002

INVESTMENT SECURITY CORPORATION

BD
CRD#: 47536
CALABASAS, CA
Past

July 8, 1997 - September 27, 2006

MORTON MANAGEMENT, INC.

RIA
CRD#: 106549
CALABASAS, CA
Past

August 29, 1996 - April 25, 2000

OGILVIE SECURITY ADVISORS CORPORATION

BD
CRD#: 10105
CHICAGO, IL
Past

February 3, 1994 - November 8, 1996

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

February 20, 1990 - March 3, 1994

CALIFORNIA CAPITAL SERVICES, INC.

BD
CRD#: 22547
WOODLAND HILLS, CA
Past

April 24, 1986 - March 11, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

September 8, 1984 - December 20, 1989

SHEARWATER SECURITIES CORPORATION

BD
CRD#: 13103
WALNUT CREEK, CA
Past

June 28, 1983 - July 27, 1984

FEDERATION FOR FINANCIAL INDEPENDENCE

BD
CRD#: 13355
Past

March 10, 1982 - July 18, 1983

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MORTON WEALTH
MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA
Registered Investment Advisory firm - (7/1/2006 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/30/2006)

Exams


General Industry/Product Exam
RR
Series 7
Date: 6/18/1983
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MW
MORTON WEALTH
MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA
Registered Investment Advisory firm - (7/1/2006 Approved)
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Contact information


Main Address
27200 Agoura Road Suite 200, Calabasas, CA 91301
Mailing Address
Phone number
(818) 222-4727
Established
Firm type
Fiscal year end
# of Employees
57

SEC notice filing (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MORTON CAPITAL BROCHURE MAY 2020 (5/15/2025)

Regulatory assets under management


Total Number of Accounts3,622
AUM (Assets Under Management)$ 2,956,328,474

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/31/2025
Cover Page
10/30/2023
06/21/2023
02/14/2023
11/28/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MORTON WEALTH

CRD#: 141250Calabasas, CA 91301

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