Charles R. Weniger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Robert Weniger, who also goes by Charles R Weniger, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1982. Charles had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2009 - October 30, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 9, 1994 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 9, 1994 - October 30, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 2, 1992 - September 16, 1994
RAYMOND JAMES & ASSOCIATES, INC.
November 8, 1989 - February 25, 1992
ALLIANCEBERNSTEIN INVESTMENTS, INC.
March 30, 1984 - February 7, 1985
JONES INTERCABLE SECURITIES, INC.
March 28, 1984 - April 9, 1991
JONES INTERNATIONAL SECURITIES, LTD.
January 21, 1982 - March 22, 1984
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
