Timothy A. Chapman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Allen Chapman was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1982. Timothy had worked at 9 firms and has passed the Series 65, Series 2, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2003 - July 1, 2016
STADION MONEY MANAGEMENT, LLC
January 26, 2001 - December 31, 2002
RIVERNORTH CAPITAL MANAGEMENT, LLC
April 6, 1989 - April 3, 1992
KEOGLER, MORGAN & COMPANY, INC.
November 2, 1988 - April 19, 1989
CAREY JAMISON & COMPANY
June 17, 1987 - November 25, 1988
1717 CAPITAL MANAGEMENT COMPANY
September 5, 1986 - October 31, 1988
HIBBARD BROWN & CO., INC.
April 4, 1986 - September 19, 1986
GROVE POINT INVESTMENTS, LLC
March 3, 1983 - April 16, 1986
FSC SECURITIES CORPORATION
January 20, 1982 - March 4, 1983
PW SECURITIES, INC.
Primary Firm SEC Registration
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 10/13/1994
Non-Member General Securities ExaminationCurrent Firm
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 47,926 |
| AUM (Assets Under Management) | $ 2,468,297,204 |
Red Flags
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