Douglas W. Teubert
Professional summary
Douglas Warren Teubert, who also goes by Doug Teubert, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Northville, Michigan.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1981. Douglas has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Warren Teubert's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 43334 7 Mile Road Suite 500, Northville, MI 48167June 17, 2020 - December 22, 2021
PURSHE KAPLAN STERLING INVESTMENTS
March 31, 2010 - July 15, 2020
BROADSTONE SECURITIES
April 22, 1999 - April 30, 2010
FSC SECURITIES CORPORATION
September 29, 1998 - April 30, 2010
FSC SECURITIES CORPORATION
November 26, 1981 - October 2, 1998
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2022)
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(1/11/2022)
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(10/23/2024)
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(4/28/2023)
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Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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