Matthew F. Connors
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Francis Connors III, who also goes by Matthew Francis Connors, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1981. Matthew had worked at 14 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2024 - July 28, 2025
YAYATI ASSET MANAGEMENT, LLC
August 22, 2023 - July 24, 2024
PRESERVATION CAPITAL MANAGEMENT
December 11, 2002 - May 11, 2012
PROFUNDS DISTRIBUTORS, INC.
January 13, 2001 - August 12, 2002
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
May 14, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
May 9, 1994 - April 29, 1996
NATIXIS DISTRIBUTION, LLC
September 10, 1993 - December 22, 1993
TNE INVESTMENT SERVICES CORPORATION
April 5, 1991 - November 19, 1992
ALLIANCEBERNSTEIN INVESTMENTS, INC.
September 26, 1989 - November 30, 1990
NEW ENGLAND SECURITIES
July 27, 1988 - May 16, 1989
CRICO SECURITIES CORPORATION
September 9, 1985 - February 5, 1988
OXFORD SECURITIES CORPORATION
June 8, 1983 - October 10, 1985
PRUDENTIAL EQUITY GROUP, LLC
December 23, 1981 - June 20, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
YAYATI ASSET MANAGEMENT, LLC
CRD#: 324099 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 1,317,426 |
Red Flags
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