Kenneth E. Banwart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Eugene Banwart, who also goes by Kenneth Eugene Banwart Sr, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1981. Kenneth had worked at 6 firms and has passed the Series 63, Series 3, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2005 - December 9, 2013
FRONTIER SOLUTIONS, LLC
March 14, 1997 - September 23, 2003
AMERIPROP, INC.
May 22, 1996 - December 11, 1996
BUCKHEAD FINANCIAL CORPORATION
December 16, 1992 - May 17, 1996
AMERIPROP, INC.
July 16, 1987 - December 31, 1990
BOSTON BAY CAPITAL, INC.
September 11, 1985 - November 18, 1985
FOUNDATION SECURITIES, INC.
December 18, 1981 - September 9, 1983
ENERGY EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRONTIER SOLUTIONS, LLC
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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