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David Lawrence Meseck

CRD# 1015892·Registered 1982 - 1984
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Lawrence Meseck was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1982 - 1984. David had worked at 1 firm and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

LUTHERAN BROTHERHOOD SECURITIES CORP.·CRD# 4205
BD
April 29, 1982 - September 10, 1984

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Current Firm

LB
LUTHERAN BROTHERHOOD SECURITIES CORP.

LUTHERAN BROTHERHOOD SECURITIES CORP | LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205 / SEC#: 8-14893
BD
Terminated by SEC on 10/29/2002

Contact Information

Established

Pennsylvania since 06/10/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LUTHERAN BROTHERHOOD RESEARCH CORPPARENT OF LUTHERAN BROTHERHOOD SEC CORP—
BJORK, JOHN CARLSECRETARY2861867
CHRISTIANSON, DAVID JOHNVICE PRESIDENT3087516
ENO, WOODROW EUGENEDIRECTOR1038576
GILBERT, JOHN ORENDIRECTOR AND CHAIRMAN2088601
MILLER, DOUGLAS BRIANVICE PRESIDENT1041897
MORET, PAMELA JDIRECTOR1092043
NICHOLSON, BRUCE JAYDIRECTOR2200207
RUCKDASHEL, RICHARD BARTONVICE PRESIDENT711930
SCHINKE, THOMAS CARLVICE PRESIDENT1103350
STELLMACHER, JON MICHAELDIRECTOR3134024
STRANGHOENER, LAWRENCE WAYNEDIRECTOR—
THOMSEN, JAMES ADLAIPRESIDENT AND DIRECTOR1510675

Disclosures

Regulatory Event

2

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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