John W. Wright
Professional summary
John Wingo Wright was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, John had worked at 10 firms, which includes LIGHTHOUSE CAPITAL CORPORATION, PACIFIC FINANCIAL ASSOCIATES INC., WEALTH RESOURCE CAPITAL CORPORATION, SUNAMERICA SECURITIES INC., PIM FINANCIAL SERVICES INC., STONEX SECURITIES INC., SOURCE SECURITIES INC., SENTRA SECURITIES CORPORATION, CARDELL & ASSOCIATES INCORPORATED, G. R. PHELPS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2001 - May 18, 2007
LIGHTHOUSE CAPITAL CORPORATION
May 3, 1994 - March 22, 1995
PACIFIC FINANCIAL ASSOCIATES, INC.
April 23, 1993 - December 18, 1993
PACIFIC FINANCIAL ASSOCIATES, INC.
May 7, 1991 - May 7, 1992
WEALTH RESOURCE CAPITAL CORPORATION
July 26, 1989 - February 20, 1991
SUNAMERICA SECURITIES, INC.
March 29, 1989 - August 7, 1989
PIM FINANCIAL SERVICES, INC.
January 12, 1987 - November 22, 1988
STONEX SECURITIES INC.
November 2, 1984 - January 21, 1987
SOURCE SECURITIES, INC.
June 4, 1984 - January 15, 1985
SENTRA SECURITIES CORPORATION
October 21, 1983 - June 20, 1984
CARDELL & ASSOCIATES, INCORPORATED
January 29, 1982 - November 1, 1983
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIGHTHOUSE CAPITAL CORPORATION
CRD#: 41812 / SEC#: , 8-49576
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
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