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JW

John Wingo Wright

CRD# 1015641·Registered 1982 - 2007
Barred: John Wingo Wright was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Wingo Wright, who also goes by John Wingo Wirght, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1982 - 2007. John had worked at 10 firms and has passed the Series 63, Series 22, Series 6, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Wingo Wirght

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

LIGHTHOUSE CAPITAL CORPORATION·CRD# 41812
BD
Dana Point, CA
December 6, 2001 - May 18, 2007
PACIFIC FINANCIAL ASSOCIATES, INC.·CRD# 23772
BD
Parkland, FL
May 3, 1994 - March 22, 1995
PACIFIC FINANCIAL ASSOCIATES, INC.·CRD# 23772
BD
Parkland, FL
April 23, 1993 - December 18, 1993
WEALTH RESOURCE CAPITAL CORPORATION·CRD# 10367
BD
Newport Beach, CA
May 7, 1991 - May 7, 1992
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
July 26, 1989 - February 20, 1991
PIM FINANCIAL SERVICES, INC.·CRD# 10547
BD
San Marcos, CA
March 29, 1989 - August 7, 1989
STONEX SECURITIES INC.·CRD# 18456
BD
Birmingham, AL
January 12, 1987 - November 22, 1988
SOURCE SECURITIES, INC.·CRD# 8026
BD
November 2, 1984 - January 21, 1987
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
June 4, 1984 - January 15, 1985
CARDELL & ASSOCIATES, INCORPORATED·CRD# 7700
BD
October 21, 1983 - June 20, 1984
G. R. PHELPS & CO., INC.·CRD# 173
BD
January 29, 1982 - November 1, 1983

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Current Firm

LC
LIGHTHOUSE CAPITAL CORPORATION

LIGHTHOUSE CAPITAL CORPORATION | MAYNARD & ASSOCIATES | LIGHTHOUSE INVESTMENT ADVISORS, LLC

CRD#: 41812 / SEC#: 8-49576
BD
Terminated by SEC on 02/21/2012

Contact Information

Established

California since 01/12/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ZAMECKI, ROBERT JOHNSHAREHOLDER, PRESIDENT, CEO, CCO475757
DACUMOS, MARY ELLENFINANCIAL OPERATIONS OFFICER1141623

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 2003About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2001About the Series 6 exam

Series 3 — National Commodity Futures Examination

Passed Feb 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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