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Mary Ellen Bell

CRD# 1141623·Registered 1996 - 2014
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Ellen Bell, who also goes by Mary Ellen Dacumos, Mary Ellen Dacumosfourkan, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1996 - 2014. Mary had worked at 16 firms and has passed the Series 63 and Series 28 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Ellen Dacumos, Mary Ellen Dacumosfourkan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

N4 FINANCIAL, INC.·CRD# 134581
BD
Redwood City, CA
April 5, 2012 - March 17, 2014
LORING WARD SECURITIES INC.·CRD# 46337
BD
San Jose, CA
August 8, 2003 - November 25, 2003
WESTERN PACIFIC SECURITIES, INC.·CRD# 26354
BD
Fresno, CA
January 17, 2003 - June 16, 2014
GREENBOOK SECURITIES, INC.·CRD# 121447
BD
San Diego, CA
January 10, 2003 - February 13, 2007
TRADING LLC·CRD# 122099
BD
Great Neck, NY
November 19, 2002 - January 16, 2007
INSTREAM PARTNERS LLC·CRD# 110443
BD
Menlo Park, CA
August 7, 2001 - December 13, 2012
RANGE GLOBAL LLC·CRD# 104393
BD
Falls Village, CT
January 25, 2001 - November 3, 2006
PORTFOLIO ADVISORS ALLIANCE, LLC·CRD# 101680
BD
New York, NY
April 24, 2000 - September 22, 2009
ASI INVESTMENTS, INC.·CRD# 47780
BD
Buena Park, CA
February 18, 2000 - August 29, 2001
WESTERN MUNICIPAL SECURITIES CORPORATION·CRD# 44221
BD
Turlock, CA
June 3, 1998 - October 8, 2007
LIGHTHOUSE CAPITAL CORPORATION·CRD# 41812
BD
Monterey, CA
February 5, 1997 - December 23, 2011
WHITESTONE CAPITAL MARKETS, L.P.·CRD# 36908
BD
New York, NY
December 9, 1996 - January 24, 2003
SUNLOGIC SECURITIES, INC.·CRD# 38054
BD
Newark, CA
July 31, 1996 - June 10, 2002
EBOND SECURITIES INC.·CRD# 40262
BD
New York, NY
July 24, 1996 - September 1, 2000
JRL CAPITAL CORPORATION·CRD# 10225
BD
Irvine, CA
June 20, 1996 - March 3, 2014
CAZENAVE AND CO., INC.·CRD# 20721
BD
Westminster, CO
June 6, 1996 - December 12, 1996

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Current Firm

NF
N4 FINANCIAL, INC.

ALCHEMY ALTERNATIVES, INC. | N4 FINANCIAL, INC. | N3 FINANCIAL, INC. | BARASTONE CAPITAL, INC.

CRD#: 134581 / SEC#: 8-66849
BD
Terminated by SEC on 01/03/2025

Contact Information

Established

California since 01/01/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SYNTHYM, INC.SOLE SHAREHOLDER—
HOTOVEC, STEVEN DAVIDDIRECTOR & OFFICER, CCO2250236
ROGERS, MARK HDIRECTOR & OFFICER1762836

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1995About the Series 63 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed May 1996About the Series 28 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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