DM
David B. Mosenson
AMERITAS ADVISORY SERVICES
Dix Hills, NY
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CRD#: 1015024
DM
Professional summary
David Bruce Mosenson is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Dix Hills, New York and AMERITAS INVESTMENT COMPANY, LLC located in Dix Hills, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Approved to offer Life Settlements * JADG Associates Inc.; inv rel; same as branch; life, accident and health insurance sales; Owner; start date=12/1998; hrs/mo=20; trading hrs/mo=80; sales, administration * dba J&G Associates, Inc.; inv rel; same as branch; insurance sales and services; Owner; start date=05/1983; hrs/mo=20; trading hrs/mo=80; sales and administration * Skate Safe; non-inv rel; 182 Bethpage Sweet Hollow Rd, Old Bethpage NY 11804; multisport facility; Partner; start date=08/2007; hrs/mo=0; trading hrs/mo=0; no duties * Irving Spoek Life Settlement; inv rel; same as residence; Life Settlement; Owner; start date=08/2025; hrs/mo=1; trading hrs/mo=1; Brokering the sale of the policy, acting as intermediary between client and Life Insurance Settlements Inc. * Lloyd Harris Life Insurance Settlement; inv rel; same as residence; Life Insurance Settlement; Owner; start date=08/2025; hrs/mo=1; trading hrs/mo=1; Brokering the sale of the policy, acting as intermediary between the client and lighthouse life.
CRS (Client Relationship Summary) - RIA
Click below to view David Bruce Mosenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2025 - Present
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
Dix Hills, NY
Current
May 1, 2025 - Present
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
DIX HILLS, NY
Past
March 19, 2021 - May 2, 2025
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
NEW YORK, NY
Past
February 1, 2018 - May 2, 2025
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
NEW YORK, NY
Past
July 6, 2006 - February 2, 2018
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Melville, NY
Past
November 2, 1994 - July 14, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
PLAINVIEW, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2025)
RR
California(5/1/2025)
RR
Colorado(5/1/2025)
RR
Connecticut(5/1/2025)
RR
Florida(5/1/2025)
RR
Illinois(5/1/2025)
RR
Massachusetts(5/1/2025)
RR
Michigan(5/1/2025)
RR
Missouri(5/1/2025)
RR
Nevada(5/1/2025)
RR
New Jersey(5/1/2025)
RR
New York(5/1/2025)
IAR
New York(5/1/2025)
RR
North Carolina(5/1/2025)
RR
Pennsylvania(5/1/2025)
RR
Rhode Island(5/1/2025)
RR
South Carolina(5/1/2025)
RR
South Dakota(5/1/2025)
RR
Texas(5/1/2025)
IAR
Texas(5/2/2025)
RR
Virginia(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
