Janet Krakowiak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Krakowiak was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1981. Janet had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - December 31, 2021
HERITAGE ADVISORS OF THE SOUTHWEST LLC
November 12, 2013 - February 9, 2015
GRANT WILLIAMS L.P.
May 15, 2009 - August 29, 2012
GRANT WILLIAMS L.P.
May 28, 2004 - December 10, 2007
WEALTH COUNSELORS OF NEW MEXICO LLC
April 10, 2001 - August 29, 2012
GRANT WILLIAMS L.P.
October 21, 1997 - March 23, 2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 20, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - October 21, 1997
OSAIC WEALTH, INC.
May 24, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 15, 1981 - June 28, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HERITAGE ADVISORS OF THE SOUTHWEST LLC
CRD#: 174471 / SEC#:
Contact information
Red Flags
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