Thomas D. Kingsley
Professional summary
Thomas Dale Kingsley, who also goes by Tommy Kingsley, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Dale Kingsley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 1, 2009 - February 7, 2013
MORGAN STANLEY
June 1, 2009 - February 7, 2013
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
July 29, 1982 - February 15, 1988
E. F. HUTTON & COMPANY INC
June 1, 1982 - December 2, 1982
MONY SECURITIES CORPORATION
January 20, 1982 - December 2, 1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2013)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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