Suellen S. Hawking

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CRD#: 1014616

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Suellen Savant Hawking, CFP®, who also goes by Sue Ellen Savant, was a registered financial professional .

Suellen is a previously registered financial professional and started their career in finance in 1981. Suellen had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sue Ellen Savant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAVANT INVESTMENT ADVISERS INC POSITION: Registered Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2021 ADDRESS: 1135 W. 175th St, Homewood IL 60430, United States DESCRIPTION: Manage clients and accounts

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Past

May 24, 2021 - January 28, 2025

SAVANT INVESTMENT ADVISERS, INC.

RIA

CRD#: 121794

HOMEWOOD, IL

Past

April 15, 2008 - December 9, 2010

PIM FINANCIAL SERVICES, INC.

RIA

CRD#: 10547

PALOS HEIGHTS, IL

Past

January 3, 2008 - February 9, 2022

OSAIC WEALTH, INC.

RIA

CRD#: 23131

PALOS HEIGHTS, IL

Past

March 13, 2002 - January 2, 2025

OSAIC WEALTH, INC.

CRD#: 23131

PALOS HEIGHTS, IL

Past

August 24, 1998 - December 4, 2008

SAVANT INVESTMENT ADVISERS, INC.

RIA

CRD#: 121794

HOMEWOOD, IL

Past

May 22, 1984 - March 13, 2002

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

SAN MARCOS, CA

Past

November 17, 1982 - June 18, 1984

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

November 20, 1981 - December 20, 1982

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVANT INVESTMENT ADVISERS, INC.

CRD#: 121794 / SEC#: 801-123400

RIA

Registered Investment Advisory firm - (3/10/2022 Approved)

Florida

Registered Investment Advisory firm - (12/12/2007 Terminated)

Illinois

Registered Investment Advisory firm - (3/11/2022 Terminated)

Indiana

Registered Investment Advisory firm - (3/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/17/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/30/1981

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/17/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAVANT INVESTMENT ADVISERS, INC.

CRD#: 121794 / SEC#: 801-123400

RIA

Registered Investment Advisory firm - (3/10/2022 Approved)

Florida

Registered Investment Advisory firm - (12/12/2007 Terminated)

Illinois

Registered Investment Advisory firm - (3/11/2022 Terminated)

Indiana

Registered Investment Advisory firm - (3/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/11/2022 Terminated)

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Contact information

Main Address

18257 Martin Avenue, Homewood, IL 60430

Mailing Address

Phone number

(708) 799-7477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/25/2025)

Regulatory assets under management

Total Number of Accounts	442
AUM (Assets Under Management)	$ 144,045,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Suellen S. Hawking

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PIM FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SAVANT INVESTMENT ADVISERS, INC.

PIM FINANCIAL SERVICES, INC.

FINANCIAL PLANNERS EQUITY CORPORATION

WADDELL & REED

Primary Firm SEC Registration

SAVANT INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/1981

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1987

Series 22

Date: 12/30/1981

Series 6

Date: 11/17/1981

Current Firm

SAVANT INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVANT INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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