Pamela A. Caruthers
Professional summary
Pamela Ann Caruthers, who also goes by Pamela Ann Eye, Pamela Ann Traynham, is a registered financial professional currently at U.S. BROKERAGE, INC. located in Huntsville, Alabama.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 1981. Pamela has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Ann Caruthers's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2002 - Present
U.S. BROKERAGE, INC.
Office #1: 2328 Pansy, Huntsville, AL 35801May 26, 1995 - February 26, 2002
ACUMENT SECURITIES, INC.
March 12, 1991 - April 25, 1995
PRUDENTIAL EQUITY GROUP, LLC
October 17, 1988 - January 24, 1991
LEGG MASON WOOD WALKER, INCORPORATED
March 19, 1985 - October 17, 1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
October 29, 1981 - March 5, 1985
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2002)
(4/24/2017)
(3/5/2002)
(10/10/2007)
Exams
FINRA
Current Firm
U.S. BROKERAGE, INC.
CRD#: 39307 / SEC#: , 8-48635
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
U.S. BROKERAGE, INC.
CRD#: 39307Huntsville, AL 35801TRUST BUT VERIFY
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