Michael J. Lammon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Lammon was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2008 - June 1, 2015
VOYA INVESTMENT MANAGEMENT CO. LLC
July 7, 2004 - June 1, 2015
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 28, 2003 - October 29, 2003
EDWARD JONES
February 4, 2002 - May 20, 2003
TOWER SQUARE SECURITIES, INC.
March 15, 2000 - December 18, 2001
CAPITAL BROKERAGE CORPORATION
January 13, 1997 - February 9, 2000
MFS FUND DISTRIBUTORS, INC.
January 22, 1996 - September 30, 1997
IAC SECURITIES, INC.
August 19, 1993 - November 14, 1994
DIRECTED SERVICES LLC
November 1, 1991 - July 20, 1992
USF&G INVESTMENT SERVICES, INC.
April 4, 1989 - December 12, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 14, 1987 - December 12, 1991
SIGNATOR INVESTORS, INC.
May 21, 1984 - October 7, 1987
METRIC CAPITAL CORPORATION
November 17, 1981 - April 16, 1984
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
VOYA INVESTMENT MANAGEMENT CO. LLC
CRD#: 106494 / SEC#: 801-9046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA INVESTMENT MANAGEMENT CO. LLC
CRD#: 106494 / SEC#: 801-9046
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
