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Edward M. Laders
CETERA INVESTMENT ADVISERS LLC
PITTSFORD, NY 14534
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CRD#: 1014217
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Professional summary
Edward Michael Laders is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pittsford, New York and CETERA WEALTH SERVICES, LLC located in Pittsford, New York.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Edward has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) ASSOCIATION BENEFIT SERVICES; Investment Related; 642 Kreag Road, Suite 101, Pittsford, NY 14534; Insurance; Executive Director; Start Date 09/2014; 10 hours per month with 2 hours per month occurring during trading hours; Provide support and services to association members who do business with The Independent Advisor Network, LLC. Fixed insurance products only. >> THE INDEPENDENT ADVISOR NETWORK, LLC; Investment Related; 642 Kreag Road, Suite 101, Pittsford, NY 14534; President/Owner; Start Date 01/2010; 160 hours per month with 150 of those hours per month occurring during trading hours; This is a Brokerage General Agency (BGA) which distributes life, annuity, disability, health, dental and group insurance products through brokers and agents. The company name prior to 09/2011 was The Independent Producer Network, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Michael Laders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 642 Kreag Road Suite 101, Pittsford, NY 14534RIA
CRD#: 105644
PITTSFORD, NY
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 642 Kreag Road Suite 101, Pittsford, NY 14534BD
CRD#: 13572
Pittsford, NY
Past
November 30, 2010 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Pittsford, NY
Past
November 29, 2010 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Pittsford, NY
Past
February 25, 2010 - June 11, 2010
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
WILLIAMSVILLE, NY
Past
February 5, 2010 - June 11, 2010
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
WILLIAMSVILLE, NY
Past
March 14, 1996 - January 26, 2010
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
ROCHESTER, NY
Past
February 21, 1982 - January 16, 1996
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
December 18, 1981 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Maine(2/20/2025)
RR
New York(2/20/2025)
IAR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Pittsford, NY 14534TRUST BUT VERIFY
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