George E. Stillman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Erwin Stillman was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1981. George had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 5, Series 000, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2009 - June 29, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 4, 1999 - June 29, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 30, 1995 - December 31, 2009
STILLMAN CAPITAL GROUP
April 28, 1995 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
November 25, 1991 - May 1, 1995
MORGAN STANLEY DW INC.
July 31, 1986 - March 24, 1987
UBS FINANCIAL SERVICES INC.
January 29, 1986 - August 14, 1986
J.P. MORGAN SECURITIES LLC
December 2, 1982 - March 26, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
October 6, 1981 - December 16, 1982
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/29/1983
Interest Rate Options ExaminationSeries 000
Date: 6/24/1968
General Securities Principal ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
