Scott E. Beck

CHESAPEAKE INVESTMENT MANAGEMENT LLC

Mclean, VA 22102

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CRD#: 1013272

Professional summary

Scott Ernest Beck is a registered financial advisor currently at CHESAPEAKE INVESTMENT MANAGEMENT LLC located in Mclean, Virginia.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Scott has worked at 4 firms and has passed the Series 65, Series 63, Series 15 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/02-PRESENT, PRESIDENT CHESAPEAKE INVESTMENT MANAGEMENT, LLC, REGISTERED INVESTMENT ADVISOR, 1629 K ST NW SUITE 800 WASHINGTON DC 20006; 08/05 - PRESENT, PRINCIPAL WASHINGTON FINANCIAL PLANNERS, LLC, FINANCIAL PLANNING COMPANY - NON-INVESTMENT RELATED, 1629 K ST NW SUITE 800 WASHINGTON DC 20006

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ernest Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2010 - Present

CHESAPEAKE INVESTMENT MANAGEMENT LLC

Office #1: 1501 Farm Credit Dr. Suite 2450, Mclean, VA 22102

RIA

CRD#: 119010

Mclean, VA

Past

August 14, 2002 - December 31, 2009

CHESAPEAKE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 119010

WASHINGTON, DC

Past

June 4, 2001 - April 6, 2011

MAP SECURITIES, INC.

CRD#: 38069

ROCKVILLE, MD

Past

April 8, 1998 - February 16, 2001

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

October 23, 1981 - February 23, 1998

JOHNSTON, LEMON & CO. INCORPORATED

CRD#: 473

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHESAPEAKE INVESTMENT MANAGEMENT LLC

CRD#: 119010 / SEC#: 801-60951

RIA

Registered Investment Advisory firm - (2/21/2002 Approved)

District of Columbia

Registered Investment Advisory firm - (3/29/2012 Terminated)

Maryland

Registered Investment Advisory firm - (4/4/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(1/15/2010)

IAR

Maryland
(1/6/2010)

IAR

Virginia
(1/6/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 10/16/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Current Firm

CHESAPEAKE INVESTMENT MANAGEMENT LLC

CRD#: 119010 / SEC#: 801-60951

RIA

Registered Investment Advisory firm - (2/21/2002 Approved)

District of Columbia

Registered Investment Advisory firm - (3/29/2012 Terminated)

Maryland

Registered Investment Advisory firm - (4/4/2012 Terminated)

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Contact information

Main Address

1501 Farm Credit Dr. Suite 2450, Mclean, VA 22102

Mailing Address

Phone number

(202) 821-1530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHESAPEAKE INVESTMENT MANAGEMENT LLC ADV PART 2A 2025 (3/27/2025)

CHESAPEAKE INVESTMENT MANAGEMENT LLC ADV PART 2B 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	395
AUM (Assets Under Management)	$ 206,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott E. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ernest Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHESAPEAKE INVESTMENT MANAGEMENT LLC

MAP SECURITIES, INC.

USALLIANZ SECURITIES, INC.

JOHNSTON, LEMON & CO. INCORPORATED

Primary Firm SEC Registration

CHESAPEAKE INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/1995

Series 63

Date: 10/30/1981

Series 15

Date: 10/16/1984

Series 7

Date: 10/17/1981

Current Firm

CHESAPEAKE INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHESAPEAKE INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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