Mark A. Salvail
Professional summary
Mark Allen Salvail is a registered financial professional currently at CETERA ADVISORS LLC located in San Ramon, California.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1982. Mark has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Allen Salvail's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2026 - Present
CETERA ADVISORS LLC
Office #1: 12647 Alcosta Blvd Suite 370, San Ramon, CA 94583January 19, 2024 - July 27, 2026
OSAIC WEALTH, INC.
June 17, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
January 7, 2015 - June 18, 2019
SECURIAN FINANCIAL SERVICES, INC.
September 3, 2003 - January 13, 2015
NEW ENGLAND SECURITIES
December 14, 1993 - September 11, 2003
WS GRIFFITH SECURITIES, INC.
May 5, 1992 - December 15, 1993
MML INVESTORS SERVICES, LLC
October 30, 1990 - May 21, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 30, 1990 - May 21, 1992
PRUCO SECURITIES, LLC.
March 22, 1988 - October 9, 1990
F & G SECURITIES, INC.
November 15, 1982 - March 29, 1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 21, 1982 - March 29, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2026)
(7/24/2026)
(7/24/2026)
(7/24/2026)
(7/24/2026)
(7/24/2026)
(7/24/2026)
(7/24/2026)
(7/24/2026)
Exams
FINRA
Current Firm
CETERA ADVISORS LLC
CRD#: 10299 / SEC#: 801-33020, 8-26892
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| ARNOLD, SUMMER SELTZER | VICE PRESIDENT | 2954103 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| DEL VALLE, ELISA ANNE-MARIE | VICE PRESIDENT | 4807911 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HALLORAN, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CHIEF COMPLIANCE OFFICER | 5059176 |
| MERRILL, GARRETT JAMES | VICE PRESIDENT | 4306692 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| VOGEL, RICHARD CHARLES | VICE PRESIDENT | 4024999 |
Regulatory assets under management
| Total Number of Accounts | 81,652 |
| AUM (Assets Under Management) | $ 21,989,347,265 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA ADVISORS LLC
CRD#: 10299San Ramon, CA 94583TRUST BUT VERIFY
Monitor Mark Salvail
Get automatic monthly alerts on:
