Timothy J. Anderson
Professional summary
Timothy Jon Anderson is a registered financial professional currently at TJM INVESTMENTS, LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1981. Timothy has worked at 8 firms and has passed the Series 66, Series 63, Series 19, Series 57TO, SIE, Series 25, Series 7, Series 55, Series 5, Series 4, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Jon Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2013 - Present
TJM INVESTMENTS, LLC
Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005April 30, 1999 - May 6, 2005
CITIGROUP GLOBAL MARKETS INC.
June 12, 1998 - April 22, 1999
JPMSI
March 12, 1998 - June 8, 1998
FIRST UNION CAPITAL MARKETS CORP.
April 28, 1995 - February 2, 1998
NATWEST SECURITIES CORPORATION
February 25, 1992 - April 25, 1995
SALOMON BROTHERS INC.
August 8, 1988 - April 13, 1989
GRUNTAL & CO., L.L.C.
November 13, 1981 - September 28, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2020)
Exams
Series 19
Date: 12/17/2024
NYSE Floor Clerk - Equities ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 11/20/2014
NYSE Trading Assistant ExaminationSeries 55
Date: 9/26/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 11/18/1981
Interest Rate Options ExaminationSeries 8
Date: 1/5/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
New York Stock Exchange
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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