JA
John P. Arnhold
ARNHOLD LLC
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 1012444
JA
Professional summary
John Peter Arnhold is a registered financial advisor currently at ARNHOLD LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 4 firms and has passed the SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ARNHOLD CERAMICS, INC. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. INVESTMENT COMPANY. CHAIRMAN AND DIRECTOR. JANUARY 27, 2004. 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS. GOVERNANCE, BOARD MEETINGS, TREASURY. (2) FIRST EAGLE FUNDS. INVESTMENT RELATED. C/O FIRST EAGLE INVESTMENT MANAGEMENT, 1345 AVE OF THE AMERICAS FL 48, NEW YORK, NY 10019. MUTUAL FUND TRUST. TRUSTEE. 3 HOURS PER MONTH DURING SECURITIES TRADING HOURS. GOVERNANCE, BOARD MEETINGS. (3) FIRST EAGLE HOLDINGS, INC. INVESTMENT-RELATED. C/O FIRST EAGLE INVESTMENT MANAGEMENT, 1345 AVE OF THE AMERICAS FL 48, NEW YORK, NY 10019. INVESTMENT ADVISORY HOLDING COMPANY. DIRECTOR. JANUARY 2, 1983. 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS. GOVERNANCE, BOARD MEETINGS. (4) BINGO INVESTMENT GROUP. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. INVESTMENT COMPANY. GENERAL PARTNER. APRIL 30, 2005. 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS. GOVERNANCE. (5) EQUIPONT PARTNERS LP. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. INVESTMENT COMPANY. GENERAL PARTNER. AUGUST 5, 1992. 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS. GOVERNANCE. (6) LISA ARNHOLD FAMILY INVESTMENT ACCOUNT. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. INVESTMENT COMPANY. GENERAL PARTNER. AUGUST 23, 2018. 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS. GOVERNANCE. (7) ARNHOLD FUNDS GP LLC. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. GENERAL PARTNER OF INVESTMENT COMPANY. MANAGING MEMBER. FEBRUARY 1, 2018. 2 HOURS PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS. GOVERNANCE. (8) ARNHOLD MANAGEMENT LLC. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. MANAGING MEMBER OF INVESTMENT ADVISORY FIRM. MANAGING MEMBER. FEBRUARY 1, 2018. 2 HOURS PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS. GOVERNANCE.
CRS (Client Relationship Summary) - RIA
Click below to view John Peter Arnhold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2021 - Present
ARNHOLD LLC
Office #1: 1370 Avenue Of The Americas Fl 31, New York, NY 10019RIA
CRD#: 290117
NEW YORK, NY
Past
July 21, 1999 - February 5, 2018
FEF DISTRIBUTORS, LLC
BD
CRD#: 46585
NEW YORK, NY
Past
April 27, 1983 - April 6, 2005
NATIXIS SECURITIES AMERICAS LLC
BD
CRD#: 1101
NEW YORK, NY
Past
September 23, 1981 - January 19, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BD
CRD#: 7555
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ARNHOLD LLC
ARNHOLD LLC | ARNHOLD, LP | ARNHOLD LP
CRD#: 290117 / SEC#: 801-112065
RIA
Registered Investment Advisory firm - (11/24/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/8/2021)
Exams
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/31/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AL
ARNHOLD LLC
ARNHOLD LLC | ARNHOLD, LP | ARNHOLD LP
CRD#: 290117 / SEC#: 801-112065
RIA
Registered Investment Advisory firm - (11/24/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1370 Avenue Of The Americas 31st Floor, New York, NY 10019-4602
Mailing Address
Phone number
(212) 651-3700
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 5,238,706,885 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
