Jeffrey L. Porterfield

PEB CAPITAL MANAGEMENT LLC

Columbus, OH 43220

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CRD#: 1012327

Professional summary

Jeffrey Lynn Porterfield is a registered financial advisor currently at PEB CAPITAL MANAGEMENT LLC located in Columbus, Ohio.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance professional; same address; not investment-related; less than 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lynn Porterfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2021 - Present

PEB CAPITAL MANAGEMENT LLC

Office #1: 1880 Mackenzie Drive Suite #100, Columbus, OH 43220

RIA

CRD#: 315241

Columbus, OH

Past

March 5, 2007 - August 10, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

UPPER ARLINGTON, OH

Past

February 28, 2007 - August 10, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

UPPER ARLINGTON, OH

Past

September 22, 2000 - March 14, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

UPPER ARLINGTON, OH

Past

August 14, 2000 - March 14, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

UPPER ARLINGTON, OH

Past

November 29, 1994 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

July 25, 1988 - November 25, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 15, 1988 - August 2, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

March 4, 1983 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

November 23, 1981 - March 28, 1983

VERCOE & COMPANY, INC.

CRD#: 855

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEB CAPITAL MANAGEMENT LLC

CRD#: 315241 / SEC#: 801-121815

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/15/2023)

IAR

Ohio
(10/8/2021)

IAR

Texas
(9/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 5/26/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PEB CAPITAL MANAGEMENT LLC

CRD#: 315241 / SEC#: 801-121815

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

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Contact information

Main Address

1880 Mackenzie Drive Suite #100, Columbus, OH 43220

Mailing Address

Phone number

(614) 457-6855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEB CAPITAL DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (3/27/2025)

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 153,925,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey L. Porterfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lynn Porterfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

VERCOE & COMPANY, INC.

Primary Firm SEC Registration

PEB CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2007

Series 63

Date: 5/31/1983

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1981

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 5/26/1989

Current Firm

PEB CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEB CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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