JR
Joseph F. Rinaldi, Iii
QUANTUM FINANCIAL ADVISORS
Rockville, MD 20850
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CRD#: 1012144
JR
Professional summary
Joseph Francis Rinaldi, Iii MR., who also goes by Joseph Francis Rinaldi, is a registered financial advisor currently at QUANTUM FINANCIAL ADVISORS INC located in Rockville, Maryland.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Joseph has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Francis Rinaldi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Francis Rinaldi, Iii MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2004 - Present
QUANTUM FINANCIAL ADVISORS INC
Office #1: 51 Monroe Street Suite 1902, Rockville, MD 20850RIA
CRD#: 113563
Rockville, MD
Past
October 4, 1995 - December 7, 1995
FAB SECURITIES OF AMERICA, INC.
BD
CRD#: 28212
NEW YORK, NY
Past
January 26, 1994 - September 9, 1994
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
September 16, 1991 - November 15, 1991
AEGIS SECURITIES CORPORATION
BD
CRD#: 26581
Past
July 25, 1987 - February 13, 1988
MORGAN STANLEY MARKET PRODUCTS INC.
BD
CRD#: 19794
Past
December 23, 1986 - October 29, 1987
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
Past
November 20, 1981 - September 23, 1982
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUANTUM FINANCIAL ADVISORS INC
LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA
CRD#: 113563 / SEC#: 801-125887
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)California
Registered Investment Advisory firm - (1/1/2015 Terminated)Connecticut
Registered Investment Advisory firm - (7/25/2022 Terminated)District of Columbia
Registered Investment Advisory firm - (7/13/2022 Terminated)Florida
Registered Investment Advisory firm - (11/13/2018 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2015 Terminated)Maryland
Registered Investment Advisory firm - (7/25/2022 Terminated)Nevada
Registered Investment Advisory firm - (8/15/2022 Terminated)New Jersey
Registered Investment Advisory firm - (12/3/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2022 Terminated)Virginia
Registered Investment Advisory firm - (7/16/2022 Terminated)Washington
Registered Investment Advisory firm - (12/10/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(11/11/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
QF
QUANTUM FINANCIAL ADVISORS INC
LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA
CRD#: 113563 / SEC#: 801-125887
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)California
Registered Investment Advisory firm - (1/1/2015 Terminated)Connecticut
Registered Investment Advisory firm - (7/25/2022 Terminated)District of Columbia
Registered Investment Advisory firm - (7/13/2022 Terminated)Florida
Registered Investment Advisory firm - (11/13/2018 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2015 Terminated)Maryland
Registered Investment Advisory firm - (7/25/2022 Terminated)Nevada
Registered Investment Advisory firm - (8/15/2022 Terminated)New Jersey
Registered Investment Advisory firm - (12/3/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2022 Terminated)Virginia
Registered Investment Advisory firm - (7/16/2022 Terminated)Washington
Registered Investment Advisory firm - (12/10/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Monroe Street Suite 1902, Rockville, MD 20850
Mailing Address
325 Ellington Blvd #511, Gaithersburg, MD 20878
Phone number
(301) 296-6203
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 507,079,299 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
