Sonia D. Radencovici
Professional summary
Sonia Dix Radencovici was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sonia is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Sonia had worked at 5 firms, which includes QUEST CAPITAL STRATEGIES INC., ACUMENT SECURITIES INC., HAMILTON INVESTMENTS INC., BROKERS EXCHANGE INC., DOMIK CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1999 - June 29, 1999
QUEST CAPITAL STRATEGIES, INC.
November 20, 1989 - August 23, 1993
ACUMENT SECURITIES, INC.
June 6, 1989 - September 28, 1989
HAMILTON INVESTMENTS, INC.
September 3, 1986 - August 23, 1993
ACUMENT SECURITIES, INC.
December 11, 1981 - November 10, 1982
BROKERS EXCHANGE, INC.
November 27, 1981 - September 30, 1986
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/7/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
