Michael B. Steele

STEELE INVESTMENT COUNSEL, LTD.

COLUMBUS, OH 43220

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CRD#: 1011171

Professional summary

Michael Brooke Steele SR, who also goes by Michael Brooke Steele, is a registered financial advisor currently at STEELE INVESTMENT COUNSEL, LTD. located in Columbus, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Brooke Steele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brooke Steele SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2003 - Present

STEELE INVESTMENT COUNSEL, LTD.

Office #1: 5005 Horizons Dr., Ste 100, Columbus, OH 43220

RIA

CRD#: 105065

COLUMBUS, OH

Past

July 26, 1988 - December 31, 2002

STEELE INVESTMENT COUNSEL, LTD.

RIA

CRD#: 105065

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/15/2003)

IAR

Texas
(3/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1999

Uniform Investment Adviser Law Examination

Current Firm

STEELE INVESTMENT COUNSEL, LTD.

STEELE & CO LTD | STEELE INVESTMENT COUSNEL, LTD. | STEELE INVESTMENT COUNSEL, LTD.

CRD#: 105065 / SEC#: 801-21988

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/22/2016 Terminated)

Ohio

Registered Investment Advisory firm - (4/3/2012 Approved)

Texas

Registered Investment Advisory firm - (3/8/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5005 Horizons Dr., Ste 100, Columbus, OH 43220

Mailing Address

Phone number

(614) 206-3272

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 87,782,383

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Michael B. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brooke Steele SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEELE INVESTMENT COUNSEL, LTD.

STEELE INVESTMENT COUNSEL, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1999

Current Firm

STEELE INVESTMENT COUNSEL, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STEELE INVESTMENT COUNSEL, LTD.

TRUST BUT VERIFY

Contact information

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