Larry J. Beausoleil
Professional summary
Larry James Beausoleil, AIF®, who also goes by Larry J Beausoleil, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Larry has worked at 19 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Larry James Beausoleil's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245November 18, 2010 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245September 22, 2011 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245September 30, 2011 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 16, 2012 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 7, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
December 7, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
February 10, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
February 10, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
February 10, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
February 10, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
February 10, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
January 9, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 10, 2003 - December 31, 2003
VESTAX SECURITIES CORPORATION
June 10, 2003 - December 31, 2003
LOCUST STREET SECURITIES, INC.
June 10, 2003 - December 31, 2003
IFG NETWORK SECURITIES, INC.
June 10, 2003 - August 2, 2010
VOYA FINANCIAL ADVISORS, INC.
June 10, 2003 - October 12, 2010
CETERA ADVISORS LLC
November 10, 1995 - October 12, 2010
CETERA WEALTH SERVICES, LLC
January 1, 1995 - November 9, 1995
MORGAN STANLEY DW INC.
July 15, 1994 - July 19, 1994
COLUMBUS FINANCIAL, INC.
October 5, 1981 - March 24, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2021)
(6/29/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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