MM
Matthew J. Milo
STONEX SECURITIES
Staten Island, NY 10307
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CRD#: 1011138
MM
Professional summary
Matthew James Milo is a registered financial professional currently at STONEX SECURITIES INC. located in Staten Island, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1982. Matthew has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew James Milo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2009 - Present
STONEX SECURITIES INC.
Office #1: 7100 Hylan Blvd, Staten Island, NY 10307BD
CRD#: 18456
Staten Island, NY
Past
March 28, 1988 - January 29, 2010
JOSEPH MATTHEWS & COMPANY, INCORPORATED
BD
CRD#: 19605
STATEN ISLAND, NY
Past
September 17, 1984 - May 12, 1988
VANDERBILT SECURITIES, INC.
BD
CRD#: 14280
Past
January 23, 1984 - October 1, 1984
BROOKS WEINGER ROBBINS & LEEDS INC.
BD
CRD#: 14156
Past
September 20, 1982 - January 27, 1984
BROOKS, HAMBURGER, SATNICK, INC.
BD
CRD#: 7886
Past
April 2, 1982 - October 12, 1982
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/16/2010)
RR
Colorado(2/20/2019)
RR
Florida(2/3/2010)
RR
Georgia(2/20/2019)
RR
Illinois(1/5/2010)
RR
Indiana(4/7/2010)
RR
Maine(7/19/2021)
RR
Massachusetts(2/8/2011)
RR
Minnesota(2/20/2019)
RR
Nevada(1/5/2010)
RR
New Jersey(1/5/2010)
RR
New York(12/18/2009)
RR
North Carolina(2/18/2010)
RR
Pennsylvania(3/10/2010)
RR
South Carolina(10/5/2022)
RR
Texas(1/5/2010)
RR
Virginia(3/24/2010)
RR
Washington(2/8/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STONEX SECURITIES INC.
C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.
CRD#: 18456 / SEC#: , 8-36638
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Phone number
(800) 292-2411
Established
Delaware since 01/22/2002
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX SECURITIES INC.
CRD#: 18456Staten Island, NY 10307TRUST BUT VERIFY
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