Andrew S. Boyd

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CRD#: 1010936

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Stuart Boyd was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1981. Andrew had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 08/26/2016: Richmond Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 08/26/2016 - 130 Hr/Mo; 6 Hours During Securities Trading; 100% Time Spent (2) 07/09/2024 - Richmond Investment Services, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 3/25/2024 - 160 Hrs/Mo During Trading - I provide investment advisory services through Richmond Investment Services, LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 07/09/2024 - Richmond Investment Services - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 3/25/2024 - 160 Hrs/Mo During Trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 19, 2024 - November 26, 2024

RICHMOND INVESTMENT SERVICES LLC

RIA

CRD#: 327451

MEQUON, WI

Past

August 26, 2016 - June 24, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

MEQUON, WI

Past

August 26, 2016 - November 14, 2024

LPL FINANCIAL LLC

CRD#: 6413

MEQUON, WI

Past

March 6, 2009 - September 7, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MEQUON, WI

Past

March 6, 2009 - September 7, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MEQUON, WI

Past

August 12, 2006 - March 17, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MILWAUKEE, WI

Past

August 12, 2006 - March 17, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MILWAUKEE, WI

Past

November 21, 2000 - August 12, 2006

PIPER SANDLER & CO.

RIA

CRD#: 665

MILWAUKEE, WI

Past

May 12, 2000 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

MILWAUKEE, WI

Past

July 31, 1993 - May 26, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 15, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 21, 1981 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHMOND INVESTMENT SERVICES LLC

GOLDFINCH WEALTH MANAGEMENT | RICHMOND INVESTMENT SERVICES LLC

CRD#: 327451 / SEC#: 801-129477

RIA

Registered Investment Advisory firm - (3/7/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Current Firm

RICHMOND INVESTMENT SERVICES LLC

GOLDFINCH WEALTH MANAGEMENT | RICHMOND INVESTMENT SERVICES LLC

CRD#: 327451 / SEC#: 801-129477

RIA

Registered Investment Advisory firm - (3/7/2024 Approved)

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Contact information

Main Address

7702 W Mequon Rd, Mequon, WI 53097-3217

Mailing Address

Phone number

(262) 242-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (10/15/2025)

ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	1,306
AUM (Assets Under Management)	$ 393,484,617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Andrew S. Boyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

RICHMOND INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/1992

Series 63

Date: 10/7/1981

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1981

Current Firm

RICHMOND INVESTMENT SERVICES LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RICHMOND INVESTMENT SERVICES LLC

TRUST BUT VERIFY

Contact information

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