RS
Russel J. Sands
KESTRA ADVISORY SERVICES
Port Jefferson, NY 11777
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CRD#: 1010326
RS
Professional summary
Russel Joseph Sands, who also goes by Russel Scalisi, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
Russel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Russel has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Russel Scalisi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Russel Sands Investment Related: Yes Address: 414 Main Street Port Jefferson NY 11777 Nature of Business: Insurance Position, Title or Relationship: Insurance Agent/Producer Start Date: 2/22/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell insurance products based on appropriate needs of each client/household. Business Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Pkwy Bldg 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor, Certified Retirement Counselor???,??,?,?? Start Date: 2/22/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Design investment strategies for clients including customized portfolios and hiring third party money managers. I also provide financial planning services. Business Name: Coastline Wealth Management Investment Related: Yes Address: 414 Main Street Port Jefferson NY 11777 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor/Certified Retirement Counselor Start Date: 2/22/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: I advise clients regarding specific investment options and insurance products that meet their needs. Business Name: BUSINESS CONSULTING POS: Insurance Agent NOB: Insurance INV REL: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/24/2024 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESC: Assessing and providing our clients with additional business risk insurance coverage not covered by their existingcoverage if and when appropriate. Business Name: SCALISI PLANNING POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2024 ADDRESS:10 Old Field Lane, Mount Sinai NY 11766, United States DESCRIPTION: Collect rent, maintenance , pay taxes
CRS (Client Relationship Summary) - RIA
Click below to view Russel Joseph Sands's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1303 Main St, Port Jefferson, NY 11777Office #2: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735RIA
CRD#: 283330
Port Jefferson, NY
Current
February 22, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777BD
CRD#: 42046
Port Jefferson, NY
Past
January 3, 2017 - February 22, 2021
LINCOLN INVESTMENT
BD
CRD#: 519
BOHEMIA, NY
Past
January 1, 1994 - January 3, 2017
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
BOHEMIA, NY
Past
December 20, 1981 - January 1, 1994
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/3/2022)
RR
Arizona(7/9/2021)
RR
California(4/30/2021)
RR
Delaware(1/6/2022)
RR
Florida(2/22/2021)
RR
Georgia(9/26/2022)
RR
Maine(9/14/2022)
RR
Maryland(12/19/2024)
RR
Massachusetts(1/12/2022)
RR
New Jersey(2/22/2021)
RR
New York(2/22/2021)
IAR
New York(6/22/2021)
RR
North Carolina(2/22/2021)
RR
Pennsylvania(5/4/2021)
RR
South Carolina(2/22/2021)
RR
South Dakota(6/23/2021)
RR
Tennessee(10/22/2021)
RR
Virginia(2/22/2021)
RR
Washington(3/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Port Jefferson, NY 11777TRUST BUT VERIFY
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