Rebecca L. Gibb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Louise Gibb, who also goes by Rebecca Louise Forret, Rebecca Louise Kirkpatrick, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1981. Rebecca had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 5 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - February 6, 2019
CENTRAL STATES CAPITAL MARKETS, LLC
January 2, 2008 - December 23, 2011
DEWAAY FINANCIAL NETWORK, LLC
August 30, 2006 - November 3, 2006
GOLD CAPITAL MANAGEMENT INC.
June 1, 2006 - January 2, 2008
M&I FINANCIAL ADVISORS, INC
July 15, 2004 - June 1, 2006
GOLD CAPITAL MANAGEMENT INC.
August 20, 1998 - July 14, 2004
CHAPMAN SECURITIES, INC.
September 20, 1997 - August 25, 1998
FIRST SECURITIES COMPANY OF KANSAS, INCORPORATED
July 8, 1997 - August 25, 1998
RIEDL FIRST SECURITIES COMPANY OF KANSAS
April 3, 1993 - May 21, 1997
BARWELL SECURITIES CORPORATION
December 11, 1981 - March 8, 1993
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/11/1981
Interest Rate Options ExaminationCurrent Firm
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291 / SEC#: 801-79295, 8-68711
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLASSEN, MARK K | MEMBER | 6886821 |
| CENTRAL STATES FINANCIAL SERVICES, LLC | HOLDING COMPANY; MEMBER | |
| YOUNG, ROBERT MORRIS JR | CHAIRMAN & CCO | 501297 |
| ADDISON, LAURIE ANNE | CHIEF FINANCIAL OFFICER & FINOP | 7488882 |
| HORTON, MICHAEL ALAN | DIRECTOR, BRANCH MANAGER | 1041106 |
| STEPP, JOHN DANIEL | MANAGING DIRECTOR, CEO; ELECTED MANAGER | 501417 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 27,936,117 |
Disclosures
| Regulatory Event | 6 |
| Criminal | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
