RS
Rudi V. Siela
CETERA INVESTMENT ADVISERS LLC
FORT WAYNE, IN 46825
Some features on this profile are disabled
CRD#: 1009645
RS
Professional summary
Rudi Von Siela, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Wayne, Indiana and CETERA WEALTH SERVICES, LLC located in Fort Wayne, Indiana.
Rudi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Rudi has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) (dba) FINANCIAL FOCUS; Investment Related; 10305 Dawson's Creek Blvd, Suite E, Fort Wayne, IN 46825; Financial Planner; Start Date 03/1995; 160 hours per month with the majority of those hours per month occurring during trading hours; Monitor and recommend investment portfolios, provide financial and wealth management advice, and offer annuity sales and service. 2) PLR DEVELOPMENT LLC; Non-Investment Related; 10305 Dawson's Creek Blvd, Suite E, Fort Wayne, IN 46825; Manager/Owner; Start Date 08/2002; 1 hour per month; Collect rent. 3) EXECUTOR; Non-Investment Related; Huntertown, IN; Other; Executor; Start Date 08/2023; No hours per month; Executor and personal representative of my mother's estate at her death.
CRS (Client Relationship Summary) - RIA
Click below to view Rudi Von Siela's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10305 Dawson's Creek Blvd. Suite E, Fort Wayne, IN 46825RIA
CRD#: 105644
FORT WAYNE, IN
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10305 Dawson's Creek Blvd. Suite E, Fort Wayne, IN 46825BD
CRD#: 13572
Fort Wayne, IN
Past
November 18, 1998 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Fort Wayne, IN
Past
March 12, 1992 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Fort Wayne, IN
Past
January 21, 1982 - February 25, 1992
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/7/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Connecticut(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
IAR
Indiana(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Maryland(2/20/2025)
RR
Massachusetts(2/20/2025)
RR
Michigan(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Missouri(2/20/2025)
RR
Nevada(2/20/2025)
RR
New Jersey(2/20/2025)
RR
New Mexico(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Virginia(2/20/2025)
RR
Wisconsin(2/20/2025)
RR
Wyoming(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Wayne, IN 46825TRUST BUT VERIFY
Monitor Rudi Siela
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
