Charles Caesar Werckenthien
Professional Summary
Charles Caesar Werckenthien, who also goes by Charles Ceasar Werckenthien, Chuck Werckenthien, is a registered financial advisor currently at SECURESTATE located in Pendleton, Indiana and PRIVATE CLIENT SERVICES, LLC located in Pendleton, Indiana. Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Charles has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles Ceasar Werckenthien, Chuck Werckenthien
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
Years of Experience
45 years in the financial services industry
Current & Past Employments
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
Current Firm
SECURESTATE | SECURESTATE FINANCIAL SERVICES, INC.
Contact Information
Main Address
100 S Main St., Pendleton, IN 46064Phone Number
(765) 778-7415# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
596AUM (Assets Under Management)
$106,883,396Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
State Registrations and Notice Filings
(3/17/2025)
(8/10/2020)
(8/17/2022)
(8/28/2020)
(10/2/2020)
(8/13/2020)
(8/17/2020)
(2/28/2024)
(8/10/2020)
(8/10/2020)
(8/10/2020)
(3/17/2025)
(4/22/2022)
(3/27/2025)
(8/10/2020)
(8/10/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1981About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 1999About the Series 26 examSRO Registrations
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Caesar Werckenthien's CRS (Customer Relationship Summary).
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
