Elgonde M. Scheffy

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CRD#: 1009038

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elgonde Magdalena Scheffy, who also goes by Marleen Van Assen, Marleen Scheffy, was a registered financial professional .

Elgonde is a previously registered financial professional and started their career in finance in 1997. Elgonde had worked at 12 firms and has passed the Series 66, Series 63, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marleen Van Assen | Marleen Scheffy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE 7/1/1999, I HAVE BEEN ACTING AS SECRETARY OF CRESTONE SYSTEMS MANAGEMENT, INC., MY HUSBAND'S BUSINESS. I AM NOT COMPENSATED AND THE BUSINESS IS NOT INVESTMENT RELATED. CRESTONE IS A CONSULTING BUSINESS PRIMARILY IN THE REAL ESTATE DEVELOPMENT INDUSTRY. I DO NOT SPEND ANYTIME DURING REGULAR BUSINESS HOURS. CRESTONE SYSTEMS MGMT, INC. 3200 BUCKINGHAM ROAD GLENDALE, CA 91206 MARLEEN SCHEFFY ADVISORY AND SECURITIES CONSULTING PRINCIPAL START: 03/2005 3200 BUCKINGHAM ROAD GLENDALE, CA 91206 BUSINESS PROVIDES CONSULTING SERVICES TO BROKER DEALERS AND REGISTERED INVESTMENT ADVISORS. THESE ACTIVITIES CONSTITUTE ABOUT 80 HOURS PER MONTH ON AVERAGE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 5, 2016 - July 22, 2021

MASON & ASSOCIATES, INC.

RIA

CRD#: 141303

Glendale, CA

Past

January 17, 2014 - November 27, 2023

HAWLEY ADVISORS

RIA

CRD#: 139335

Altadena, CA

Past

July 18, 2012 - January 3, 2013

DELPHI SECURITIES, CORP

CRD#: 156529

DRIPPING SPRINGS, TX

Past

September 1, 2009 - July 15, 2021

DAVID S REINDERS

RIA

CRD#: 143703

ALTADENA, CA

Past

January 4, 2007 - January 29, 2013

MASON & ASSOCIATES, INC.

RIA

CRD#: 141303

LOS ANGELES, CA

Past

November 29, 2006 - December 31, 2013

MERIDIAN CAPITAL MANAGEMENT INC

RIA

CRD#: 108131

GLENDALE, CA

Past

August 3, 2006 - June 30, 2011

FORGE SECURITIES LLC

CRD#: 134596

SAN BRUNO, CA

Past

January 24, 2006 - August 16, 2012

PORTFOLIO DESIGN ADVISORS, INC.

RIA

CRD#: 137789

GLENDALE, CA

Past

April 15, 2003 - April 5, 2005

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

LOS ANGELES, CA

Past

July 11, 2000 - June 5, 2002

ASSOCIATED PLANNERS SECURITIES CORPORATION OF NEVADA, INC.

CRD#: 30200

RENO, NV

Past

June 19, 2000 - July 7, 2000

ASSOCIATED PLANNERS SECURITIES CORPORATION OF NEVADA, INC.

CRD#: 30200

RENO, NV

Past

March 28, 2000 - April 5, 2005

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

LOS ANGELES, CA

Past

January 7, 2000 - April 5, 2005

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

January 5, 1998 - December 31, 1999

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

April 28, 1997 - December 31, 1997

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASON & ASSOCIATES, INC.

MASON & ASSOCIATES INSURANCE SERVICES LLC. | TRANSFORMATIVE WEALTH MANAGEMENT | MASON & ASSOCIATES, INC.

CRD#: 141303 / SEC#: 801-67068

RIA

Registered Investment Advisory firm - (8/3/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/10/1982

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/15/1982

Registered Options Principal Examination

Current Firm

MASON & ASSOCIATES, INC.

MASON & ASSOCIATES INSURANCE SERVICES LLC. | TRANSFORMATIVE WEALTH MANAGEMENT | MASON & ASSOCIATES, INC.

CRD#: 141303 / SEC#: 801-67068

RIA

Registered Investment Advisory firm - (8/3/2006 Approved)

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Contact information

Main Address

7474 North Figueroa Street Suite 100, Los Angeles, CA 90041

Mailing Address

Phone number

(323) 254-3072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A FIRM BROCHURE - TRANSFORMATIVE WEALTH MANAGEMENT (10/22/2025)

ADV 2A FIRM BROCHURE (6/5/2025)

Regulatory assets under management

Total Number of Accounts	1,822
AUM (Assets Under Management)	$ 631,260,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elgonde M. Scheffy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HAWLEY ADVISORS

DELPHI SECURITIES, CORP

DAVID S REINDERS

MASON & ASSOCIATES, INC.

MERIDIAN CAPITAL MANAGEMENT INC

FORGE SECURITIES LLC

PORTFOLIO DESIGN ADVISORS, INC.

ASSOCIATED SECURITIES CORP.

ASSOCIATED PLANNERS SECURITIES CORPORATION OF NEVADA, INC.

ASSOCIATED PLANNERS SECURITIES CORPORATION OF NEVADA, INC.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

GUARANTY BROKERAGE SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MASON & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2000

Series 63

Date: 6/13/1997

Series 7

Date: 9/19/1981

Series 24

Date: 5/10/1982

Series 4

Date: 2/15/1982

Current Firm

MASON & ASSOCIATES, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASON & ASSOCIATES, INC.

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